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Rights, timelines and how to complain

The investor charter, published as prescribed

A stock broker and a depository participant must publish the investor charter: the services you can expect, the timelines that apply, your rights and responsibilities, and how a complaint is taken up. This page holds those documents for the broking business and, separately, for the depository participant business.

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The forms library

Search the titles and descriptions, and narrow by what the document is for and by who it is for. These are the investor charter files added in the CMS, not the account-opening forms on the downloads page.

What it is for
Who it is for

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